FCA: FCA issues reminder to firms on handling of information

21 Sep 2020 12:44 PM | Anonymous member (Administrator)

The UK’s Financial Conduct Authority (FCA) has reminded firms that compliance departments must keep information requests from the regulator strictly confidential to avoid compromising investigations.

https://www.pinsentmasons.com/out-law/news/fca-issues-reminder-to-firms-handling-of-information


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